Citi Private Bank ICRM Officer
Citigroup Inc
hace 2 días


Serves as a Citi Private Bank Mexico compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting the business with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise.

In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply CRM program solutions that meet the Private Bank business and customer needs in a manner consistent with the Citi program framework.

Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to Citi Private Bank and guidance on private bank rules / laws and interpretation on internal policies and procedures.

The role will report to the Latin America Head of Citi Private Bank ICRM based in Miami, Florida.

Key activities include :

  • Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM.
  • o Performing monitoring routines on business activities as required by the annual monitoring plan.

    o Providing subject matter expertise to other members of the CPB LatAm ICRM team in the region.

  • Providing guidance on rules and regulations relating to function / business / product operational issues, as well as, provide transactional approvals and interpretation of internal compliance policies.
  • Assisting with regulatory inquiries and / or examinations. This may include coordination with regulators and other parties.
  • Collaborating with other internal areas including : Legal, Business Management, Operations, Technology, Finance, other Control Functions (especially AML Compliance Risk Management), and In-
  • Business Risk to address compliance issues which may impact the supported function / business / product.

  • Supporting the Private Bank Business in performing timely compliance reviews of new products.
  • Assisting in the development and administration of Compliance training for the supported function / business / product.
  • Researching any new reform rules and rule changes and implementing policies, procedures or other controls necessary to comply with the rules.
  • Additional duties as assigned.
  • Required :

  • Bachelor’s degree or engineer. Preferred : MBA or JD
  • 5 years’ plus experience in compliance, audit, legal or other control-related function in the financial services firm or regulatory organization or legal / consulting firm, or a combination thereof
  • English advanced is a must
  • Preferred Prior Private Bank or Wealth Management experience is a plus.
  • Related certifications desirable
  • Knowledge :

  • Strong understanding of Private Bank / Wealth Management related operations and financial requirements.
  • Knowledge of Compliance laws, rules, regulations, risks and typologies, including but not limited to, Anti Money Laundering, Sanctions, Banking and Investments.
  • Demonstrated product and regulatory knowledge in area of focus.
  • Skills : Must be a self-starter is a mustFlexible, innovative and adaptive.Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization.

    Strong written and verbal communication and interpersonal skills.Ability to both work collaboratively and independently; ability to navigate a complex organization.

    Advanced analytical skills.Ability to both work independently and collaborate with team members.Excellent project management and organizational skills and capability to handle multiple projects at one time.

    Proficient in MS Office applications (Excel, Word, PowerPoint)


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